regulatory-reporting
CommunityNavigate compliance filing deadlines.
AuthorJoelLewis
Version1.0.0
Installs0
System Documentation
What problem does it solve?
This Skill simplifies the complex landscape of regulatory filing obligations for investment advisers, broker-dealers, and large traders, ensuring timely and accurate submissions.
Core Features & Use Cases
- Filing Guidance: Provides clear instructions on requirements for Form PF, 13F, 13H, Form ADV, FOCUS reports, and more.
- Deadline Management: Helps users understand and track critical filing deadlines and frequencies.
- Use Case: A compliance officer needs to determine if their firm must file Form PF and by when. They can use this Skill to get a clear answer based on their firm's AUM and fund types.
Quick Start
Guide me on the requirements for filing Form PF as a smaller private fund adviser.
Dependency Matrix
Required Modules
None requiredComponents
scriptsreferences
💻 Claude Code Installation
Recommended: Let Claude install automatically. Simply copy and paste the text below to Claude Code.
Please help me install this Skill: Name: regulatory-reporting Download link: https://github.com/JoelLewis/finance_skills/archive/main.zip#regulatory-reporting Please download this .zip file, extract it, and install it in the .claude/skills/ directory.
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