post-trade-compliance

Community

Ensure trading integrity and regulatory adherence.

AuthorJoelLewis
Version1.0.0
Installs0

System Documentation

What problem does it solve?

This Skill helps design and implement systems to monitor trading activity after execution, detect compliance violations, and ensure adherence to regulatory requirements.

Core Features & Use Cases

  • Trade Surveillance: Detects patterns like churning, front-running, and insider trading.
  • Best Execution Analysis: Reviews trade quality against benchmarks and venues.
  • Allocation Fairness: Ensures equitable distribution of trades across accounts.
  • Use Case: A compliance officer needs to build an alert system to flag potential wash trading activity in the firm's equity transactions.

Quick Start

Use the post-trade-compliance skill to design alert logic to detect churning.

Dependency Matrix

Required Modules

None required

Components

references

💻 Claude Code Installation

Recommended: Let Claude install automatically. Simply copy and paste the text below to Claude Code.

Please help me install this Skill:
Name: post-trade-compliance
Download link: https://github.com/JoelLewis/finance_skills/archive/main.zip#post-trade-compliance

Please download this .zip file, extract it, and install it in the .claude/skills/ directory.
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