know-your-customer

Community

Ensure compliant customer onboarding.

AuthorJoelLewis
Version1.0.0
Installs0

System Documentation

What problem does it solve?

This Skill guides the implementation of essential customer identification, due diligence, and ongoing monitoring processes, ensuring compliance with financial regulations like FINRA Rule 2090, CIP, and the FinCEN CDD Rule.

Core Features & Use Cases

  • Customer Onboarding: Design compliant workflows for opening new accounts.
  • Identity Verification: Implement procedures for verifying customer and beneficial owner identities.
  • Risk Assessment: Understand requirements for enhanced due diligence (EDD) on high-risk customers.
  • Ongoing Monitoring: Establish triggers and processes for updating customer information.
  • Use Case: A financial institution needs to design a new client onboarding process that meets all regulatory requirements for identity verification and beneficial ownership collection.

Quick Start

Guide the implementation of customer identification, due diligence, and ongoing monitoring under FINRA Rule 2090, CIP, and the FinCEN CDD Rule.

Dependency Matrix

Required Modules

None required

Components

references

💻 Claude Code Installation

Recommended: Let Claude install automatically. Simply copy and paste the text below to Claude Code.

Please help me install this Skill:
Name: know-your-customer
Download link: https://github.com/JoelLewis/finance_skills/archive/main.zip#know-your-customer

Please download this .zip file, extract it, and install it in the .claude/skills/ directory.
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