client-disclosures
CommunityEnsure compliant client disclosures.
Legal & Compliance#compliance#regulatory#disclosure#broker-dealer#form adv#investment adviser#form crs
AuthorJoelLewis
Version1.0.0
Installs0
System Documentation
What problem does it solve?
This Skill helps navigate the complex requirements for creating, delivering, and managing essential client disclosure documents, ensuring compliance with regulatory obligations.
Core Features & Use Cases
- Disclosure Guidance: Understand the content and delivery timelines for Form ADV, Form CRS, prospectuses, privacy notices, and trade confirmations.
- Workflow Design: Assist in building compliant client onboarding and ongoing communication processes.
- Use Case: A new investment advisor needs to understand what documents to provide to a prospective client before opening an account and how to deliver them compliantly.
Quick Start
Explain the requirements for delivering Form CRS to new clients.
Dependency Matrix
Required Modules
None requiredComponents
Standard package💻 Claude Code Installation
Recommended: Let Claude install automatically. Simply copy and paste the text below to Claude Code.
Please help me install this Skill: Name: client-disclosures Download link: https://github.com/JoelLewis/finance_skills/archive/main.zip#client-disclosures Please download this .zip file, extract it, and install it in the .claude/skills/ directory.
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